Regulatory Commitment and Contact Information
TAG Markets is dedicated to upholding the highest standards of regulatory compliance and financial integrity across all jurisdictions in which we operate.
Our compliance framework includes:
- Client Due Diligence: we enforce Know Your Customer (KYC) procedures and Anti-Money Laundering/Countering the Financing of Terrorism (AML/CFT) controls.
- Client Safeguards: client funds are protected, with accurate accounting, clear record-keeping, and regulatory reporting as required.
- Negative Balance Protection: in the event that market volatility causes losses exceeding deposited funds, we absorb the deficit, ensuring clients are never liable for more than their initial deposit.
- Risk Disclosure and Suitability Tests: we provide clear, comprehensive risk disclosures and apply suitability assessments to ensure our products and services align with each client's profile and needs.
- Governance and Oversight: we conduct regular internal audits, maintaining timely and accurate reporting to all relevant regulatory authorities.
- Data Protection and Security: client data is safeguarded in strict accordance with applicable privacy legislation, supported by robust information security infrastructure and practices.
Regulatory Inquiries
For regulatory inquiries, compliance concerns, or related correspondence, please contact our Legal & Compliance team directly:
We aim to acknowledge all regulatory communications promptly and respond substantively within a reasonable timeframe. If you have not received a reply, please check your spam or junk folder before resending your message to the address above.
Client & Prospective Client Information
Clients and prospective clients seeking details on TAG Markets' regulatory status, licensing, or compliance documentation are encouraged to visit the regulatory disclosures section at the footer of our website, where all relevant information is maintained and kept up to date.